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For many years, Newman has presented
an annual lecture at Town Hall in Manhattan where he shares
a philosophical perspective on broad topics in popular
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The
Abstract Zone of Proximal Conditioning
By Morten Nissen, Erik Axel
and Torben Bechmann Jensen
University of Copenhagen
A review of:
Fred Newman and Lois Holzman, Unscientific Psychology: A Cultural-Performatory
Approach to Understanding Human Life. Westport, CT: Praeger,
1996. 212pp. ISBN 0-275-95412-9 (hbk).
Fred Newman and Lois Holzman, The End of Knowing: A New Developmental
Way of Learning. London: Routledge, 1997. 185pp. 0-415-13598-2
(hbk).
ABSTRACT. Newman and Holzman's reformulation of Vygotskyan
psychology, centering around the notions of 'tool and result',
'the practice of method', and 'completion', are, like their
later attempts to criticize and find practice-based alternatives
to scientific psychology, and even to epistemology in general,
thought-provoking and relevant. It may be, however, that the
author's reference to 'practice', in particular with the postmodern
turn to 'performance', below its revolutionary surface represents
a rather traditional way of dismissing the significance of
societal conditions and promoting therapeutic expertise.
Key Words: epistemology, learning, postmodernism, practice,
Vygotsky
Not all philosophers are satisfied with interpreting the world
differently – what matters to them is changing it. It
is well known that Marx was such a philosopher. Fred Newman
is another. Not all psychologists are satisfied with empirical
work or confronting professional work practices; what matters
to them are philosophically founded and principled understandings
of radical practices. It is well known that Vygotsky was one
of them. Lois Holzman is another. Such undertakings are always
challenging, inspiring, and call for respect and debate. We
respond to such a challenge here.
During the last few years Newman and Holzman have written three
books about the principles behind their pedagogical and therapeutic
work in the East Side Institute for Short Term Psychotherapy
in New York. The books develop a standpoint in the ongoing
debate on the foundations of psychology and at the same time
function as the theoretical foundation of the work at the institute.
The understandings unfolded and discussed in the books are
immediately related and are here dealt with in one review.
In Lev Vygotsky: Revolutionary Scientist (LV) from 1993, the
authors concentrate on completing the concepts Vygotsky developed
in his studies of thinking and speaking. In Unscientific Psychology:
A Cultural-Performatory Approach to Social Life (USP) from
1996, the authors expose the roots of modern psychology modeled
according to principles from natural science. In The End of
Knowing: A New Developmental Way of Learning (EOK) from 1997,
a sweeping review of postmodernism is concluded by founding
an alternative to epistemology on the notion of performed activity.
In LV, Newman and Holzman start off with Vygotsky's theoretical
achievements from the first 16 years of the Soviet Union. They
elaborate and complete his work in New York 60 years later.
They read him with new eyes, see things not seen before. They
continue to create their Vygotsky: 'For there is no reason
for anyone or anything to stop developing – even after
what society calls death' (LV, pp. 3-4). This creative completion
takes new meanings as Newman and Holzman, in their latest works
integrate Wittgenstein and understand their position in the
general framework of a postmodern 'unscientific' psychology,
in the process of which the last traces of a Marxist realism
are purged. Like Vygotsky, they understand language to be activity:
but unlike him, they infer that one cannot translate activity
into words. Perhaps this is why our attempts at clarification
of Newman and Holzman's theory only succeed up to a certain
point. From that point onward, we are forced to consider how
the concepts function as buzzwords in community practices – even
if we have only the authors' words for what those are: for
we have chosen not to travel to New York to become part of
them. Let us see how far we come this way, beginning with the
core concepts presented first in LV, passing through USP, and
closing in on EOK's both most immediate and most abstract themes.
The Tool-and-Result Practice of Method
The authors' discussion of the practice of method in LV takes
as its starting point the concept of meaning in pragmatics.
Pragmatics find meanings in action: ultimately the meanings
of theories are to be found in their capacity to solve problems.
A theory is a tool that works; it is a method which as a result
of previous work is used in action. The concept of tool is
used in a wide sense: natural, physical objects; artifacts;
language; and concepts are tools. Further, the concept of tool
becomes deterministic; it is used in action as it is, and as
cause and effect its meaning determines in a unidirectional
and unmodifiable way what goes on. It is a tool-for-result.
Newman and Holzman state that in order to overcome determinism
in this pragmatic conception of tool, Vygotsky stood the pragmatics
on their head. He developed the notion of method as a tool-and-result.
What Marx specified as a socio-methodological principle, Vygotsky
specified as a psycho-methodological one. Marx argued that
revolution solves only tasks which have been raised by history;
revolution transforms what it is. Vygotsky specifies this as
a psycho-methodological principle: human action is a self and
species transformation through the use of tools, and he took
this to imply that the tool is modified in its use. The practice
of method is transforming the given; method is tool-and-result.
Since tool use is a central aspect of self and species transformation,
it becomes important to identify how self and species are transformed.
This makes it necessary to deliberate the relation between
what is normally conceived as biological development and psychological
learning, also termed instruction. Vygotsky argued that development
and instruction could not be separated; they are aspects of
the same process. Neither do they consist of sequential steps
according to a pre-given logic, nor do they possess a pre-given
direction, except for what is inherent in the social development
of human nature. Vygotsky is said to have adopted a term from
city planning in order to identify this many-sided process:
the zone of proximal development. A city may develop in many
directions, depending upon the activities in and around it.
To Vygotsky, then, instruction elicits development in some
or direction or other, when instruction is just that much ahead
of development, so that it becomes a challenge to ongoing activities
and their problems. Newman and Holzman assert that the zone
of proximal development was the uniquely human psychological
unit of study, which is actually a social-historical unit,
the unity of learning and development. The authors find a tendency
in developmental research to use the concept as an excuse for
making microgenetic studies, in order to find out how children
should be instructed to read better. In such cases the authors
find that the notion turns into a pragmatic concept, a tool-for-result.
Therefore, to make instruction a challenge to ongoing activities
is not a matter of precise didactics, but a matter of modifying
the child's activity by giving it a new social context.
Further, Newman and Holzman try to conceive how method as a
tool-and-result fares in alienated capitalistic society. They
give reality to the pragmatic notion of method as tool-for-result.
Acting, method as tool-for-result, is identified as acting
under conditions which cannot be altered. Acting is robot-like,
alienated behaviour of a coerced conformity (LV, p. 118). The
authors talk about acting under total social domination, which
may well mean the end of history (LV, p. 137). Newman and Holzman
contrast the Parsonian doll-like behaviour of acting with performing,
method as tool-and-result, which is activity changing its conditions
during its course. They claim that in a totally alienated society
such as ours, the point is not a matter of changing history,
it is a matter of making it (LV, p. 145). We must create the
environment for making a better life and for making theoretical
discoveries. Vygotsky did this in the Soviet Union in the 1920s.
Newman and Holzman, on their side, use Vygotsky as a tool-and-result
under quite different conditions. This use they call completion – like
the adult completing the child's actions to form a zone of
proximal development, so Newman and Holzman complete Vygotsky
in New York, by staying grounded in the dialectics of history,
even though society thoroughly dominates history and represses
revolutionary activity. Human beings are forced to adapt to
conditions which increasingly and more and more obviously are
antipathetical to the human species as a whole. Violence, homelessness,
unemployment, drugs, and so on, are seen as the outcome of
attempts at adaptation; they are clearly non-developmental
and anti-progress (LV, p. 164). Under such conditions Newman
and Holzman must complete Vygotsky as an everyday practical
guide to transforming the world progressively, to making history.
In their own words they have created a new psychology (a revolutionary
psychology) by simultaneously creating the environment which
makes the building of that psychology possible. They have built
an anti-institution. It is community-supported and funded.
The collective appeals directly to the public for dollars,
thus staying independent of those institutions whose function
is to maintain the status quo (LV, pp. 168f.).
The Hoax of Psychological Science
We shall return to this very important issue below. But first,
we must complete our investigation of the three books. USP
appeared next. In this book the developmental conception in
psychology presented above is confronted with notions of science
imported from physics, chemistry, and so on. The title, as
provocative as it might be, reflects the position taken by
Newman and Holzman, being very skeptical towards any attempts
at constituting a psychological science. Through a philosophical
tour de force we are taken from ancient Greece to modern science
and scientific psychology. 'Disguising itself as science, psychology
insinuated itself into modern society as the voice of reason'
(p. 3).
Newman and Holzman discuss 'The hoax/myth of psychology', spelling
out 'three of its more destructive pieces of pseudo science'
(p.3): 'The myth of the individual, … of mental illness … and
of development'. (Additionally, in another publication, Newman
[1991] exposes the concept of addiction as a myth in an interesting
and insightful analysis.) Newman and Holzman provide a substantial
and quite convincing critique of modern psychology, subjecting
a variety of it conceptions to serious investigation. The great
expansion of psychology in American society is documented.
The increase in the number of psychiatrists, psychologists,
and psychiatric social workers from 9,000 in 1945 to more than
200,000 in 1992 and the growth of the percentage of American
citizens in some kind of treatment for mental illness from
14 per cent in 1957 to an estimated 33 per cent in 1994 is
mentioned (p.106). Also mentioned is the 103rd Annual Convention
of the American Psychological Association in New York, 1995,
where more than 8,000 speakers and 15,000-20,000 attendees
showed up. According to Newman and Holzman, this was the first
time a large number of (postmodern) theorists challenged psychology's
claim to be a science and called its continued existence as
such into question (pp. 57-60; see also Newman & Gergen,
1995).
Newman and Holzman go on from here – arguing for the
end of psychology as a science and its replacement with a 'construction
of a non-philosophical, unsystematic, unscientific practice
of method, … creating a noninterpretive, nonclassificatory,
nonexplanatory approach' (p. 110). A programme constituted
simply by negations of procedures from ordinary psychological
science is in need of positive qualification. The developmental
categories of the previous book must be understood as the positive
underpinning of this critique.
Newman and Holzman's critique is overwhelming, but not altogether
new. They argue (p. 61) that the problems originated with the
human sciences' wholesale importation of the natural science
paradigm, and that psychology in particular has been efficient
in manufacturing concepts, groupings and classifications of
people, as if they were the truth: 'Armed with the tools required
for generating data relative to abstract attributes of equally
abstract populations of people, psychology packaged these data
as findings and sold them as knowledge claims about individuals.
That is the hoax' (p.77).
In reviewing the history of modern psychology, Newman and Holzman
stress the importance of the study of individual differences
from the 1890s when psychologists with an applied interest
began working as consultants for directors of schools, business
managers, and so on, by using intelligence tests and making
vocational selections (pp. 80-83). From here industrial and
educational psychology expanded and became the two main applied
areas of psychology. After World War II, what became – in
the words of Newman and Holzman – 'the bestseller of
psychology: mental illness and mental health' broke through
under the call of 'normalizing the abnormal'.
In the final part of USP we are given a presentation of the
community which Newman and Holzman are referring to as embodying
their alternative revolutionary practice of method. In one
stroke this must convince us of the philosophical strength
of their arguments and give us an impression of a practice
opening up developmental possibilities for participants. We
are told that 'it is a community for itself, which at once
supports development and has as its noninstrumental, nonpragmatic
(tool-and-result) activity, the development it supports' (p.
151), and that: 'Our purpose is not to change the world (for
we have no purpose, hidden or otherwise), our commitment is
to be the world: Not to take it over, but to be taken over'
(p. 152).
Such statements are striking: 'committed to be the world' and
'to be taken over by the world' are interesting ways of arguing
for the importance of 'being in the world', and take it from
there, with all the surprises one must expect with being part
of something bigger than oneself. But in order to really engage
the implications of method as tool-and-result, the zone of
proximal development, performance, and all the other good stuff,
those statements must presuppose self-reflection, modesty,
and self-critique. If such modes of relating are not present,
we are into yet another variety of the modern hubris of knowing
what the world is – period. And we suspect that this
could be the case, since the community has problems in conceiving
its ways of belonging to the practice of society: 'It is not
that there are no causes or causal talk in our developmental
community. Rather our community is not a causally connected
on. It is not connected with or by any conceptual cement. It
is not connected at all' (p. 153). Newman and Holzman explain
that the development community is concerned neither with the
objective study of subjectivity nor with the subjective study
of objectivity, but merely interested in discovering – in
practice – a logic of development. The operative question
is not who or what is true or right, but how we (collectively)
can further develop (pp. 154-156). To stress the importance
of a logic of development discovered in practice is a deep
consequence of the philosophical project of method-and-result:
the world appears in practice, it is mediated by the logic
of practice, and everything we are able to do stems from this
logic. But if unconnected, one wonders whether this turns 'the
logic of practice' into the ultimate arbiter – we can
do whatever we like, as long as it seems to fit the self-consciousness
of the members of the collectivity, which, by the way, is not
connected to the greater society. Self-reference appears as
the absolute measure with which to judge the activity of the
collective.
The Postmodern Turn: Performing a Community
This problem becomes still more evident in the third and most
recent book, EOK. There, we are persuaded that the tool-and-result
idea proves the authors' long-standing anti-epistemological
concerns, which first arose long before postmodernism became
as fashionable as it is now. Insofar as the language games
that postmodern philosophers and social constructionist psychologists
(with or without reference to Wittgenstein) elevate to prominence
instead of scientific knowledge are construed as performance,
that is, as the practice of method, it seems plausible that
Newman and Holzman hold a key to a consistent radicalization
of postmodernism. Even if postmodernism is not their home pond,
they swim us through the murky waters of (among many others)
Baudrillard, Lyotard, Gergen and Shotter in a way that convinces
us how those writers can be criticized from within. The critique
is in our view often to the point and worth considering. Basically,
it runs like this: epistemology should not only be criticized
in its various expressions as modern science, but also formally,
that is, in its fundamental assumptions about relations, objects,
and so on. At the heart of the matter is the very idea of sameness.
The notion that something is something inevitably means installing
an epistemological dualism, a duplication of matters into the
world and its representation. To do away with this basic epistemological
bias, one cannot stop at interpretations, making and remaking
sense, instrumental or responsive rhetorics, constructing and
deconstructing ever new discourses. In short, language, even
as linguistic action, does not in and of itself fulfill the
task of overcoming epistemology. It must be completed in tool-and-result
performance.
Newman and Holzman are among the few who have seen the far-reaching
implications of Marx's theses on Feuerbach, not just the famous
sixth, which states that we should not seek an abstract sense
of humanity in the individual, but also the first, second,
and the eleventh, in which practice, as a sensuous subjective
revolutionary activity, is proposed as the foundation of a
new kind of theoretical thinking. So far, the arguments of
Newman and Holzman seem consistent, even if they build up considerable
expectations to be fulfilled. The problem, it seems, lies in
the argument that one needs to engage in revolutionary practice
to understand. We would tend to agree, if revolution means
change of relevant conditions; but we would also point out
that the argument begs some answer to the question of how we
know (or, if one prefers, how we understand) which practice
in revolutionary and when.
In the context of what they call a 'non-chronological, non-systematic
telling' which is nevertheless also 'a multi-level description'
(EOK, p. 77) they state:
Perhaps what we are saying is nothing more than: 'We say and
write what we do because of what and how we do.' Banal as this
may sound, we think it needs to be said, for the importance
of activity and institutional location…is so often overlooked.
(EOK, p. 80)
This argument is very important. We picture a group of people
gathered at the Institute for Short Term Psychotherapy, alias
the Developmental Development Community, nodding their heads:
'Yes indeed, we see why Newman and Holzman wrote this!' Insofar
as the books are more than a tool-and-result in some process
in the community, however, we, the readers, need to be told
in words what Newman and Holzman do and how they do it, and
under which conditions, if we are to learn something from them.
And in fact we are told precious little, perhaps because, in
Newman and Holzman's view, telling us with words would mean
an epistemological reduction to representation. At least for
an overseas reader, this is something of a problem, especially
compared to Newman and Holzman's reproach of almost all other
theorists for not reflecting self-critically (in words) about
their own practical-scientific environments.
It is not that Newman and Holzman do not describe or present
what they do. Perhaps conscious of the need for a release of
tension, the end EOK, much like USP, with a descriptive section
on their practice. In USP, this is called 'a continuously developmental
(through thoroughly pointless) relational activity' (p. 194).
In EOK, we are invited into their 'community of conversations'
to take part in therapy, philosophizing, teaching, and theatre,
in a 'study of the performance of conversation indistinguishable
from the performance of conversation itself' (p. 109).
In these descriptions, we're right back in the great American
tradition of (verbatim or narrative representations of) therapy
sessions that show how things are done. And with it, all of
its hidden assumptions: that the material context of activity
is unimportant; that conversation is life; and even how productive
change flows from using the correct method. This strikes us
as tremendously intriguing, not only because of the obvious
contradictions with all that was written in the previous sections
of the books, but also because it is somehow quite inspiring
to witness glimpses of what may occur when one focuses on completion
and performance rather than analysis or intervention.
Inspiring glimpses, like so many Great Therapists' narratives.
For what remains unclear are the concrete conditions and possibilities
of a 'Developing Development Community' in the middle of the
'structural antagonisms' of America's 'highly regulated capitalism'.
The 'deliberately unsystematic thoughts' (EOK, ch. 4) on the
overall societal context do not really help us understand what
kind of a life the participants in (and outside of) the community
are living, what problems they are struggling with, and how
the social therapy performances deal with them. In particular,
nowhere do we find self-critical discussions that invite us
to see how the social therapy tool develops in the process.
Comparing the authors' way of describing their practice with
earlier writings, one can see the postmodern turn as a retreat
from a more demanding notion of revolutionary practice. In
History is the Cure: A Social Therapy Reader (Holzman & Polk,
1988), the cure of engaging in History is described as an empowerment
that is intimately connected to engaging in the political activities
of the community (and its 'New Alliance Party'). Even here,
recruitment into the community actually succeeds in accomplishing
change. But now, the revolution lies in the 'performance' itself,
that is, the talk:
The social therapy group typically begins (week after week)
with group members' placing before us the varied forms of alienation
(themselves) that is our emotional life in capitalist culture….Our
performance grows, develops, and our disease(s) eventually
vanishes. We have collectively drawn our attention to something
else. We are performing the revolutionary activity. Next week
we will do it again. (USP, p. 195)
How, then, can the transcribed or described performances perform
the necessary function of a final argument to support Newman
and Holzman's version of a psychology beyond knowing? Perhaps,
though, it is not the momentary interactions in themselves
we should take as evidence. At one point, we imagined that
Newman and Holzman would follow us out of the immediacy of
therapeutic space to question institutional power. But the
whole issue remains a catchphrase. The much repeated statement
that the Institute for Short Term Psychotherapy reproduces
itself through direct community support does not convince us
that their theorists are free from any material interests that
may give rise to ideological distortions. On the contrary,
the vagueness of the buzzwords that seem to organize the raison
d'etre of the community leaves a suspicion that it somehow
relies on what its utopian qualities perform for its participants.
That does not altogether disqualify it as useless or reactionary,
and we see no point in speculating about 'brain-wash' or 'cult'-like
features of the community (Friedman, 1994). (For a counter-view
that 'exposes' how the 'Newmanite Sect' abuses therapy to recruit
and exploit political activists, visit http://www.publiceye.org/pra/newman/napmain.html.)
However, the suspicion does point to the question of how the
community, and Newman and Holzman's theory, deals with the
problem of ideology – not as a question of absolute Truth,
but as an ongoing discussion of what it is we do: the point
of difference, perhaps between a revolutionary performance
and the revolutionary practice of changing the world which
Marx referred to, until he was 'completed' by 'Wittgenstein',
who, in turn, appears to be reinvented as a 1997 New York social
therapist.
In other words, making history appears to mean creating an
environment in spite of an independent of the dominant broader
conditions. The immediate conditions are torn off from societal
ones. Vygotsky's zone of proximal development is transformed
into an abstract zone of proximal conditions, re-created in
talk by human performers. To us, this is an all too abstract
procedure for a developmental perspective.
References
Friedman, D. (1994). Why do Americans believe in the existence
of cults? Practice: The Magazine of Psychology and Political
Economy. 10(1). 1-19.
Holzman, L. & Polk H. (Eds.). (1988). History is the cure:
A social therapy reader. New York: Practice Press.
Newman, F. (1991). The politics and psychology of addiction.
Practice: The Magazine of Psychology and Political Economy,
8(1), 9-18.
Newman, F., & Gergen, K. (1995). Diagnosis: The human cost
of the rage to order. Paper, American Psychological Association,
New York. Read from the Castillo Cultural Center's website.
By February 1999, it's http://www.castillo.org/Eastside-apa.html
MORTEN NISSEN is associate professor at the Department of Psychology,
University of Copenhagen. He works with practice, subjectivity
and action contexts, in general theory as well as in action
research on social work development projects in the fields
of drug abuse and marginalized youth. ADDRESS: Department of
Psychology, University of Copenhagen, Njalsgade 88, DK-2300
Copenhagen S, Denmark [email mnissen@axp.psl.ku.dk]
ERIK AXEL is associate professor at the Department of Psychology,
University of Roskilde (DK). He works with practice, subjectivity
and action contexts, in general theory as well is in action
research projects in high-tech workplaces and social work.
ADDRESS: Department of Psychology, Roskilde Universitetcenter,
Postboks 260, DK-4000 Roskilde, Denmark. [email: eaxel@ruc.dk]
TORBEN BECHMANN JENSEN is external lecturer at the Department
of Psychology, University of Copenhagen. He works free-lance
with theories of youth, counseling and intervention programs
in contextual settings. ADDRESS: 'Gartnerhuset', Aastrupvej
61, 4340 Toelloese, Denmark. [email: bechmann.koch@get2net.dk]
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